Pursuant to provisions of the Capital Market Act, Hanfa keeps a register of tied agents who have received its authorisation to conduct activities of the tied agent.
Activities of the tied agent entered under numbers 1-5 relate to the following:
- promoting the services of the investment firm
- offering the services of the investment firm
- receiving and transmitting orders from clients or potential clients
- placing financial instruments
- providing advice in respect of financial instruments and services offered by the investment firm