5th Meeting

10/02/2022

On 10 February 2022, the Board of the Croatian Financial Services Supervisory Agency held its 5th meeting and adopted the following decisions of public interest:

  1. Decision rejecting the proposal of the company PIK-ESOP d.o.o., Rijeka, Krešimirova 26, personal identification number (OIB): 48434719726, to declare null and void the Decision of the Croatian Financial Services Supervisory Agency CLASS: UP/I 976-04/21-01/01; REGNO: 326-01-60-62-21-8 of 15 April 2021
  1. Decision granting authorisation to the company Središnje klirinško depozitarno društvo d.d., Zagreb, Heinzelova 62a, personal identification number (OIB): 64406809162, to operate as a central securities depository with respect to: core services referred to in Section A of the Annex to the Regulation (EU) No 909/2014 (initial recording of securities in a book-entry system; providing and maintaining securities accounts at the top tier level and operating a securities settlement system) and non-banking-type ancillary services under Section B of the Annex to the Regulation (EU) No 909/2014 (services related to shareholders’ registers; supporting the processing of corporate actions, including tax, general meetings and information services; new issue services, including allocation and management of ISIN codes and similar codes; establishing links with other central securities depositories; providing information, data and statistics to market/census bureaus or other governmental or inter-governmental entities; providing IT services; trustee services; proxy voting services at general meetings; activities of the operator of the Investor Protection Scheme; administrative activities for associated companies; accounting activities for associated companies and computer and related activities for associated companies); granting authorisation to the company Središnje klirinško depozitarno društvo d.d. to participate in the company SKDD-CCP Smart Clear d.d., Zagreb, Heinzelova 62a, personal identification number (OIB): 58388162971, that performs the activities of a central counterparty pursuant to the provisions of Regulation (EU) No 648/2012 of the European Parliament and of the Council of 4 July 2012 on OTC derivatives, central counterparties and trade repositories (OJ L 201, 27.7.2012); revoking the temporary Decision CLASS: UP/I 451-04/14-04/08, REGNO: 326-01-770-771-15-5 of 24 April 2015, issued upon the application of the company Središnje klirinško depozitarno društvo d.d. for authorisation to perform administrative, accounting and computer and similar activities for the associated company SKDD-CCP Smart Clear d.d.; and ordering the company Središnje klirinško depozitarno društvo d.d., upon the enforceability of this Decision, to publish the adopted operative rules and the price list on its website, indicating the date from which they are applied, and to notify its members and users of its services in due time of their adoption i.e. application
  1. Partial Decision determining that the company ERSTE d.o.o. za upravljanje obveznim i dobrovoljnim mirovinskim fondovima, Zagreb, Ivana Lučića 2/A, personal identification number (OIB): 49659289650, has complied with the supervisory measures, orders and recommendations referred to in points I to VIII.4 of the Decision of the Croatian Financial Services Supervisory Agency CLASS: UP/I 972-05/20-02/01, REGNO: 326-01-440-441-18-59 of 12 November 2020, thus having eliminated: the deficiencies and irregularities related to the control system, work supervision and training of sales representatives of the pension company; the illegalities, irregularities and deficiencies with respect to operations related to the investment process and investment of pension funds' assets related to the process of making individual decisions on investment of pension funds' assets and continuous monitoring of individual investments, the process of monitoring investments in financial derivatives, process of adopting the investment strategy and determining the limits of basic asset classes, process of conflict of interest management, monitoring the achievement of the strategy for investing pension funds' assets, documenting the process of making individual investment decisions and illegalities and irregularities with respect to anti-money laundering and terrorist financing related to prescribing certain elements in internal regulations, customer due diligence measures, as well as measures to determine the source of assets, established during the on-site examination recorded at Hanfa under CLASS: UP/I 972-05/20-02/01; and, with respect to points I to VIII.4 of Hanfa’s Decision CLASS: UP/I 972-05/20-02/01, REGNO: 326-01-40-41-20-56 of 12 November 2020, terminating the regular on-site examination of the Company and pension funds managed by the Company
  1. Decision granting authorisation to Maja Škrtić to perform the function of a member of the Management Board of the company AGRAM LIFE osiguranje d.d., Trnjanska cesta 108, Zagreb, personal identification number (OIB): 18742666873, for a term lasting 5 (five) years
  1. Decision granting authorisation to conduct insurance distribution business to the pre-company SIGURO d.o.o. za zastupanje u osiguranju, with its registered office in Poreč
  1. Decision granting authorisation to conduct insurance distribution business to Antonieta Tomišić Kišić, founder of the insurance representation craft AL CONFIDO, obrt za zastupanje u osiguranju, Antonieta Tomišić Kišić, Pazin, Zagrebačka 48
  2. Decision granting authorisation to conduct insurance distribution business to Hrvoje Ehman, founder of the insurance representation craft FINANCE PROTECT, obrt za zastupanje u osiguranju, Hrvoje Ehman, Osijek, Martina Divalta 55
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